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Our clients and their needs differ as much as do the regulations and intricacies of 21st century commerce. What our clients do have in common, however, is a need for skilled and experienced counselors and litigators when their assets, livelihoods or professional reputations are at stake.

While the identities of many of our clients are confidential, our engagements include:

  • Representing financial institutions, brokerage firms, and brokers in state and federal lawsuits, regulatory actions, and investigations relating to mortgage backed securities, collateralized obligations, and other mortgage-related products.
  • Representing Fortune 500 companies and their officers, directors, and special litigation committees in derivative and class action lawsuits.
  • Representing lead plaintiffs and class members, including public funds, in securities class actions.
  • Representing individual investors, brokers, and large and small brokerage firms in arbitrations before the NYSE, NASD, and FINRA, and in lawsuits in state and federal courts.
  • Representing brokers, brokerage firms, and traders in regulatory investigations initiated by government and self-regulatory organizations, including the SEC, CFTC, NYSE, NASD, and FINRA.
  • Representing large groups of individual investors in mass actions arising from failed investments.
  • Representing investment professionals and other individuals in criminal investigations.
  • Representing former Enron executives in state and federal lawsuits and congressional, regulatory, and criminal investigations arising from the fall of Enron.
  • Representing corporations in securing insurance coverage.
  • Representing the City of Houston, the Harris County Sports Authority, and the Metropolitan Transit Authority of Harris County in litigation involving tax and contractual issues.

 

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